CLINICAL RESEARCH
Acute Lateral
Ankle Instability: A Comparative Study of Minimally Invasive Surgical Treatment
vs. Functional Treatment
Ignacio Arzac Ulla
BR
Traumatología, Azul, Buenos Aires, Argentina
ABSTRACT
Introduction: Lateral ankle
instability is a frequently underdiagnosed condition. The objective of this
study was to evaluate two treatment approaches: functional and surgical. We hypothesized that
ligament reconstruction using peripheral tissue promotes scar formation,
stabilizing the joint and leading to better recovery outcomes compared to
functional treatment. Materials and Methods: Between
2021 and 2023, 48 patients with lateral ankle instability were treated. Stress
radiographs were performed by applying a varus force to the hindfoot while
stabilizing the distal leg and comparing the affected ankle with the
contralateral healthy ankle. Patients were divided into two groups according to
the treatment received: Group A (minimally invasive surgical technique) and
Group B (functional treatment). Results:
The comparative results were as follows: Visual Analog Scale scores: Group A:
9.6, Group B: 7.26. American Orthopaedic Foot & Ankle Society (AOFAS)
scores: Group A: 99.7, Group B: 85.3. Additional outcomes assessed included
residual instability, time to return to previous activities, and complications. Conclusions: This study suggests that minimally invasive surgical
treatment for lateral ankle instability is an effective option, providing
faster recovery and better clinical outcomes compared to functional treatment,
with a low complication rate.
Keywords: Lateral ankle
instability; stress radiography; ankle sprain; functional treatment; surgical
treatment.
Level of Evidence: IV
Inestabilidad lateral aguda de tobillo. Estudio
comparativo entre el tratamiento quirúrgico mínimamente invasivo y el
tratamiento funcional
RESUMEN
Introducción: La
inestabilidad lateral de tobillo es una afección que, muchas veces, no se
diagnostica. El objetivo de este estudio fue evaluar dos tipos de tratamiento
(funcional y quirúrgico). Se plantea la hipótesis de que la plástica
ligamentaria con tejido periférico genera una cicatriz que estabiliza la
articulación y mejora la recuperación comparada con el tratamiento funcional.
Materiales y Métodos: Entre
2021 y 2023, se trató a 48 pacientes con inestabilidad lateral de tobillo. Se
tomaron radiografías en estrés ejerciendo varo del retropié y manteniendo firme
la región distal de la pierna, y en forma comparativa con el tobillo sano. Se
dividió a los pacientes en 2 grupos según el tratamiento recibido: grupo A:
cirugía con técnica mínimamente invasiva; grupo B: tratamiento funcional. Resultados: Los resultados comparativos fueron: grupo A: 9,6
y grupo B: 7,26 en la escala analógica visual; grupo A: 99,7 y grupo B: 85,3,
en la escala AOFAS. Otros resultados evaluados fueron: inestabilidad residual,
tiempo hasta retornar a las actividades previas y complicaciones. Conclusiones:
Se desprende de este estudio que la técnica quirúrgica mínimamente invasiva
para el tratamiento de las inestabilidades laterales de tobillo es una buena
opción, los pacientes tienen una evolución y una recuperación más rápidas que
con el tratamiento funcional y la tasa de complicaciones es baja.
Palabras clave:
Inestabilidad lateral de tobillo; radiografía en estrés; esguince de tobillo;
tratamiento funcional; cirugía.
Nivel de Evidencia: IV
INTRODUCTION
Ankle instability is defined as the inability to
maintain the normal relationship between the bones that make up this joint, as
well as the varus inclination of the talus with respect to the tibial plateau
on stress radiographs.1 The
literature regarding ankle sprains is controversial. Some authors report that
they resolve with rest and rehabilitation without resulting in limiting
sequelae, while others describe that more than 40% may develop recurrent functional
or mechanical instability.2,3
Functional instability is defined as the
subjective sensation of loss of ankle balance due to proprioceptive and
neuromuscular deficits, resulting in decreased functional performance, pain,
and edema. Mechanical instability is characterized by
laxity of the ankle joint due to structural damage to the ligaments.1
Poorly treated acute sprains often lead to
chronic ankle instability, which is characterized by repeated episodes of
sprains or the perception of the ankle giving way; persistent but non-disabling
pain; weakness; or reduced range of motion of the ankle joint.4,5
Hamilton6
classifies lateral ankle sprains into three grades. Grade I is characterized by
partial tear of the anterior talofibular ligament, an inconclusive anterior
drawer test, and a negative talar tilt test. Grade II presents with complete
tear of the anterior talofibular ligament, sprain of the calcaneofibular
ligament, a positive anterior drawer test, and a normal talar tilt test. Grade
III indicates complete tear of the three lateral ankle ligaments, a
significantly positive anterior drawer test and talar tilt test, and ankle
instability.
Between 10% and 70% of patients treated
conservatively may progress to chronic instability.7-10
The most commonly used
surgical procedure for ankle sprains with lateral instability is the Broström procedure. Described in 1966, it was designed to
repair both the anterior talofibular ligament and the calcaneofibular ligament
using an anatomical technique through a curved anterior approach to the lateral
malleolus. The anterior talofibular and calcaneofibular ligaments are dissected
from the remaining capsule and repaired in an end-to-end fashion.2
In 1980, Gould et al.11 described a modification of the Broström technique in which the repair of the lateral ankle
ligaments is reinforced by attaching the inferior extensor retinaculum to the
periosteum of the distal fibula using sutures. This modification has been shown
to increase the strength of the repair by 50%.
The hypothesis of this study is that ligamentoplasty with peripheral tissue generates a scar
that stabilizes the joint and improves recovery compared to functional
treatment.
The aim of the study was to compare two types of
treatment (functional and surgical) for lateral ankle instability and to
evaluate the mid-term clinical and functional outcomes.
MATERIALS AND
METHODS
A prospective,
correlational, quantitative (non-experimental), longitudinal cohort study was
conducted. Between October 2021 and December 2023, 58 cases of lateral ankle
instability were diagnosed.
Lateral ankle instability was defined as a talar
tilt greater than 10° with respect to the tibial plateau, or more than 5°
compared to the contralateral extremity on stress radiographs.9
Patients with ankle trauma were evaluated with
conventional radiographs. Once fractures were ruled out, a clinical examination
for lateral instability of the tibiotalar joint through varus stress was
performed. When clinical suspicion arose, the diagnosis was confirmed with
stress radiographs, taken with the patient fully relaxed and with no more than
10° of dorsiflexion to reduce tension on the calcaneofibular ligament. Rearfoot
varus stress was applied while stabilizing the distal leg and comparing it to the
contralateral, healthy ankle (Figure 1).
All stress radiographs were performed by a
single traumatologist specializing in leg, ankle, and foot surgery. The X-ray
equipment used was a Pimax model Micro HF 601-33.
Forty-eight patients were followed and thus
included in the study; ten were excluded due to loss to follow-up. Patients
were divided into two groups based on the treatment they received, and the
outcomes were then analyzed comparatively. Treatment
selection was made by the patients after being informed of the advantages and disadvantages
of each approach.
Group A: 25 surgically
treated patients. The procedure was performed with the patient in a supine
position, slightly lateralized, to expose the lateral malleolus. Two small
punctiform incisions were made over the distal region of the lateral malleolus
(one anterodistal and the other directly over the tip of the fibula) to access
and repair the lateral ligament complex of the ankle. Through these incisions,
two 3.5 mm double-row suture anchors were inserted (one per incision). Using a
curved needle, and avoiding the superficial peroneal nerve and peroneal
tendons, the retinaculum was repaired by passing the sutures through the
subcutaneous tissue.
The ankle was then placed in valgus, and the
sutures were tied. Finally, dynamic maneuvers were performed and radiographic stability was verified (Figure 2, Video).
The postoperative protocol included immediate
ankle mobilization and weight-bearing as tolerated, with a Walker boot, worn
for 15 days.
Group B: 23 patients treated conservatively.
This consisted of immobilization with a Walker plastic boot for 21 days,
compressive bandaging, joint rest, and cryotherapy, followed by a
rehabilitation and exercise program.
Weight-bearing was permitted from day 5 onward,
according to tolerance, with the Walker boot.
Inclusion criteria were 1) acute ankle
instability, 2) age >18 years and <60 years, 3) minimum follow-up of 18
months, and 4) surgical or conservative treatment of lateral ankle instability.
Exclusion criteria were 1)
instability treated after 15 days of injury, 2) syndesmotic sprains, 3)
associated ankle fractures, 4) prior surgical treatment for ankle instability,
5) loss to follow-up, and 6) local or systemic therapies potentially affecting
tendon strength (e.g., local anesthetic or
corticosteroid injections in the region, immunosuppressive treatment in
transplant or autoimmune patients).
To assess repair of the lateral ligament
complex, a stress radiograph was obtained six months after surgery (Figure 3). For
clinical-functional evaluation, the AOFAS scale (American Orthopaedic Foot and
Ankle Score) and the Visual Analog Scale (VAS) were used.
Follow-up continued until 18 months after the
traumatic event.
The AOFAS scale assigns up to 50 points for
function, 40 points for pain, and 10 points for alignment. A perfect score of
100 indicates the patient has no pain, full ankle and hindfoot range of motion,
no instability, proper alignment, ability to walk more than 6 blocks (600 m) on
any surface, no limp, no limitations in daily or recreational activities, and
no need for assistive devices.12
The following parameters were evaluated in both
groups: a) mechanism of injury, b) history of prior sprains, c) body mass
index, d) Visual Analog Scale (VAS) score, e) AOFAS score, f) residual
instability, g) time to return to previous activities, and h) complications.
Statistical
Analysis
Statistical analysis was based on group
comparisons using the Student’s t-test for samples
with equal or unequal variances, as appropriate, and by analyzing
proportions and percentages. A p-value <0.05 was considered statistically
significant. For qualitative variables, unpaired sample analysis was used.
To assess the association between the type of
treatment (surgical vs. conservative) and the occurrence of complications, the χ² test
was applied. The calculated χ² value was 13.13, and the p-value obtained was
<0.05 (p = 0.0003). Since the p-value was significantly lower than the
pre-specified significance level of 0.05, the null hypothesis was rejected.
This indicates a statistically significant association between the type of
treatment and the incidence of complications (Tables
1 and 2).
RESULTS
Description
of the groups
Group A: 25 patients (13 male, 12 female). The
mean age was 30.92 years (range: 15–52). Right ankle involvement occurred in 15
patients, and left ankle involvement in 10. Mechanisms of injury included
sports activity (14 cases, 56%), fall from height (6 cases, 24%), going up or
down stairs (4 cases, 16%), and motorcycle accident (1 case, 4%). All patients
underwent minimally invasive surgery.
Group B: 23 patients (12 male, 13 female). The
mean age was 31.34 years (range: 15–49). Right ankle involvement occurred in 10
patients, and left ankle involvement in 13. Mechanisms of injury included
physical activity (14 cases, 61%), fall from standing height (7 cases, 30%),
and fall down stairs (2 cases, 9%). All patients
received conservative treatment.
Comparison
between both groups (Table 3)
-
Previous sprains: Group A: 1.44 (range: 0–6); Group B:
1.39 (range: 0–7)
-
Body mass index: Group A: 26.33 (range: 20.8–34.5);
Group B: 26.18 (range: 21.5–39.2)
-
Visual analog scale: Group
A: 9.6 (range: 7–10); Group B: 7.26 (range: 2–10)
-
AOFAS score at 6 months: Group A: 99.74 (range:
98–100); Group B: 85.30 (range: 60–100)
-
Residual instability: 0 patients in Group A; 8
patients in Group B
-
Return to previous activities: Group A: 1.96 months
(range: 1–2); Group B: 2.73 months (range: 1–4)
-
Complications: Group A: 2 patients developed
infections.
One was superficial and
managed with oral antibiotics. The other presented with serosanguineous
drainage two months post-surgery, requiring culture and targeted antibiotic
therapy. Both cases resolved successfully.
Group B: 7 patients reported persistent
instability, 3 experienced recurrent sprains, 3 had joint pain and locking, and
2 reported ankle stiffness.
The type of treatment significantly affected the
incidence of complications. These findings suggest that conservative treatment
increases the risk of complications and should be carefully considered when
determining the optimal clinical management of lateral ankle instability.
Surgical intervention is recommended.
DISCUSSION
Currently, ankle instabilities often go
undiagnosed or are diagnosed late.
Traumatologists generally request static imaging
studies—such as radiographs, MRI, or CT scans—to look for fractures or bone
lesions, while frequently omitting dynamic studies, such as stress radiographs,
which are more effective in revealing ligamentous imbalances.
The clinical assessment of ankle instability is
based on two tests: the anterior drawer test and the forced varus test. The
anterior drawer test remains controversial and is considered to have limited
diagnostic value, including in its radiographic reproduction.1,13
Kim et al.14
concluded that muscle contracture can reduce stress radiographic measurements
and result in false-negative outcomes.
When ligamentous instability is suspected and
the patient cannot tolerate radiographic maneuvers,
an anesthetic infiltration can be performed prior to
the stress radiograph, or the test can be conducted in the operating room under
sedation.
Sarcon et al.15 recommend the use of semi-rigid orthoses,
which provide both proprioceptive feedback and mechanical stability.
Initial rest reduces the metabolic demand at the
injured site. The application of mild tension to the joint appears to
facilitate the proper alignment of ligament fibers.
Cryotherapy also helps decrease metabolic
demand, vasodilation, and nerve conduction velocity, thereby increasing the
pain threshold.
Research studies, such as that of Hao et al.16 —a meta-analysis of prospective studies
comparing surgical and functional treatment for ankle sprains involving 1,268
patients (580 surgically treated and 688 treated functionally)—showed better
outcomes for ankle stability in the surgically treated group.
In our series, although the number of patients
was smaller, we also obtained better results in the surgically treated
patients.
According to the literature, surgical morbidity
associated with older techniques has maintained functional treatment as the
first-line therapy for acute ankle sprains.16
However, in our study, better outcomes were observed in the group treated with
percutaneous surgery. This technique minimizes complications and enables
patients to return to normal activities more quickly than with conservative
treatment, thereby avoiding long-term sequelae.
Doherty et al.17
conducted a prospective study on patients with ankle sprains and found that 40%
developed chronic instability at 12-month follow-up.
In our study, 13 patients who received
conservative treatment evolved with sequelae, whereas no sequelae were observed
in the group that underwent surgery.
Cao et al.18
reported an AOFAS score of 93.7 in patients treated with a percutaneous
technique using the inferior extensor retinaculum. In our series, which also
employed a percutaneous surgical technique, the AOFAS score reached 99.7.
Their postoperative protocol included a cast
boot for three weeks followed by weight-bearing. In contrast, we allowed
immediate weight-bearing, protected with a Walker boot, which was removed 15
days after surgery.
The number of complications in the surgically
treated group was low, consistent with findings in the literature.19 The limitations of this study include the
small sample size, which affected our ability to stratify the results, and
the lack of randomization.
Among its strengths are the
novelty of the topic, the contribution of a percutaneous surgical technique for
this type of lesion, and the medium-term follow-up.
We are currently developing a new classification
system for lateral ankle instabilities—Hourly
Classification— which will provide a simple treatment framework without
requiring angular measurements.
CONCLUSIONS
The originality of this proposal lies in its
challenge to the current model of diagnosing and treating lateral ankle
sprains/instabilities.
Stress radiographs are valuable tools for
assessing this condition. Patients treated with the minimally invasive
technique showed better outcomes and faster recovery.
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Received
on September 18th, 2024. Accepted after evaluation on February 6th, 2025 • Dr.
Ignacio Arzac Ulla • ignacioarzac@hotmail.com • https://orcid.org/0000-0002-5038-7720
How to cite this article: Arzac Ulla I. Acute Lateral Ankle Instability: A
Comparative Study of Minimally Invasive Surgical Treatment vs. Functional
Treatment. Rev Asoc Argent Ortop Traumatol 2025;90(2):131-140. https://doi.org/10.15417/issn.1852-7434.2025.90.2.2035
Article Info
Identification: https://doi.org/10.15417/issn.1852-7434.2025.90.2.2035
Published: April, 2025
Conflict of interests: The author declares no conflicts of interest.
Copyright: © 2025,
Revista de la Asociación Argentina de Ortopedia y Traumatología.
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